Business Risk manager – Compliance
Salary
35k - 45k
Location
Bristol
Job Type
Full Time
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Recruit UK are currently looking for a business risk manager to join this multi award winning wealth management firm in Bristol. The main purpose of the role will be to provide risk management and consultancy to the Area Manager and Head of Business. This is a unique and rewarding role that comes with many benefits such as private medical insurance, life assurance, a share incentive plan, bonus sacrifice arrangements not to mention the opportunity to work within the ‘2015 Wealth Management Company of the Year’.
The Business Risk Manager will:
- Implement corporate policy regarding regulatory requirements (compliance procedures) to effectively identify and manage the key risks (and monitor the low risks) within the Business.
- Undertake regular financial review and monitoring across the Partnership
- Support, coach and develop the Partnership and others within the team to improve levels of risk awareness, ethics and quality commitment.
- Ensure the Head of Business and Area Manager Business Risk are kept informed of all emerging risks within the Business.
- Work with the Location Management Team to ensure the Business Units key risks are managed and appropriate supervision is undertaken of the Partners.
- Provide feedback and coaching in relation to the outcome of Partner Compliance visits.
- Investigate any issues that arise from feedback from the business.
- Use Management Information provided, perform trend analysis and monitoring for early identiï¬cation of risk for Business.