Compliance Manager – South Bristol

recruitukltd Salary: Up to c£50k

An experienced Compliance manager is required for a long established financial planning practice based in Bristol.

With their steady growth and success, they have been recognised as a chartered firm and are continuing to increase their business.

 

Based in the South Bristol office reporting to the Managing Director, the compliance manager will be responsible for managing the firm’s relationship with the regulator, to ensure compliance is maintained in line with legal and regulatory requirements and act as the anti-money laundering reporting officer for the firm.

 

The ideal candidate will have a history in File reviews, keeping T&C up to date, conducting reviews and dealing with FCA matters. You will hold relevant financial qualifications on route to the level 4 financial diploma, if not already obtained and have a detailed knowledge and understanding of technical, Investment, Compliance, pension and insurance benefits.

 

You will have strong abilities in persuasion, authority, confidence and empathy along with excellent numeracy and communication skill as you will be liaising with advisors, other members of the board, the FSA and external auditor.

 

A generous salary up to £35k is on offer, alongside an attractive benefits package and the chance to join a regarded firm that rewards high performance.

If you would like to find out more about this position or request a more detailed job specification, please contact Louise Bibb at Recruit UK on 01179-450-450. Quote reference 2689

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