Compliance Manager (Financial Planning) – Bristol

recruitukltd Salary: £40k - £50k

My client is a leading Financial Services Group who has a heritage dating back almost a century. Due to an increase in business, they are looking for a qualified Compliance Manager to join their team in Bristol on a permanent basis.

Key duties will include;

  • Supporting the head advisory compliance in providing technical advice and expertise across the business.
  • Follow and maintain a thorough knowledge of all legislative, technical and regulatory changes relating to Financial Planning.
  • Identifying and managing existing and emerging regulatory and compliance risks.
  • Assist in minimising regulatory risk to the business through ensuring robust systems and controls are implemented, maintained and followed.


The Compliance Manager will need to have a broad knowledge and extensive experience in compliance within Financial Services preferably within a retail investments and advice environment, with a proven understanding of FCA systems and controls and conduct of business regulation and suitability.

Qualifications wise, you will hold a relevant degree or equivalent in compliance and regulations, such as the Diploma in Compliance or Level 4 Financial Diploma. You will be analytical and diligent and be able to communicate effectively across the board. Those that are well organised, self-motivated and hold strong IT skills will do well in this position.

Salary is dependent on experience and qualifications, circa £40k – £50k and you will be in line to receive generous incentives and benefits package.

Please contact Louise Bibb at Recruit UK to discuss this position in confidence. Quote reference 11756

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