RecruitukLtd Salary: £40k - £50k
Our client is a well-known Wealth Management company. They manage assets from private clients, Charities and Intermediaries from offices throughout the UK and they have a good reputation for performance and service.
They are actively expanding their compliance team and require an experienced compliance manager to join their Bristol office on a 6 month basis.
The successful applicant must have extensive experience in Compliance within financial services and be committed to joining a firm on a fixed term basis.
Main duties for this role include;
• Supporting Head of Advisory Compliance in providing regulatory and technical advice and expertise across the business.
• Identifying and managing existing and emerging regulatory and compliance risks.
• Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes relating to Life Business.
• Assist in minimising regulatory risk to the business through ensuring robust systems and controls are maintained and followed.
The Compliance Manager will be able to demonstrate experience of working within in-house or consultancy financial services, preferably in an investments and pensions environment. You will have experience of implementing regulatory change and have a proven understanding of FCA systems and controls.
A degree or equivalent qualification in compliance or the level 4 financial diploma is essential to be considered for this role, as is a highly organised and proactive manner. Knowledge of Solvency II and SIMR knowledge is desirable.
Salary is c£40k – £50k dependent on experience and qualifications and although this is a fixed term contract, it is a chance to really develop your skills and gain experience of working for a highly regarded firm.
Please quote reference 2666 on applying.