Head of Compliance – Plymouth, Salisbury

recruitukltd Salary: Up to £85k

My Client is a nationwide wealth management advisory firm, at the forefront of the financial services sector. Due to continued expansion, the company is offering a chance to head up their Compliance Department.

You will be required to visit the company’s nationwide offices taking full responsibility in delivering the T&C Scheme. You will ensure that appropriate plans are created, implemented and validated in relation to planners and shortfalls in standards of advice, service and other relevant activities

The purpose of this role is to contribute to the work of the Compliance Department in the delivery of company T&C policy and ensure that FCA expectations are met across authorised subsidiary businesses. The successful candidate will be required to work with the Compliance Director, senior colleagues within the compliance function to ensure the highest possible standards of advice and service to clients are maintained and that all staff understand and meet their regulatory responsibilities and adhere to group policies and procedures.

You will receive a competitive salary and benefits package & share incentive schemes as well as opportunities for career progression to match your career aims and ambitions.

For more information on this role, please contact Keely Parsons at Recruit Uk on 01179-170417. Quote reference 11841

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