Compliance Officer
Salary
Up to 40,000
Location
Horsham
Job Type
Full Time
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Job Title: Compliance Officer
Industry: Financial Services
Location: Horsham
Salary: Up to £40,000
Reference Number: 14677
- Do you have compliance monitoring or auditing experience within wealth management?
- Do you have a strong awareness of FCA regulations?
- Do you thrive in a collaborative environment where your contribution is valued?
- Work for a growing, award-winning fintech firm
- Collaborative team culture
- Support with continued professional development
- Fantastic onsite facilities, including a modern gym, gourmet catering and free barista-style coffee
- Onsite parking
- 22 days annual leave (rising to 25 with service), plus bank holidays
- Up to 5% matched employer pension contribution
- Private Healthcare
- Death in Service, up to 4 x base salary
- Critical Illness Cover, up to 2 x base salary
- Life Assurance
- Employee Shares Scheme: shares gifted by the company, with eligibility after 1 years’ continuous service
- Competitive salary up to £40,000
- Demonstrable experience of compliance monitoring and/or auditing within a financial services environment
- Strong awareness of FCA regulations
- Experience with T&C, including conducting interviews
- CISI Investment Operations Certificate Level 3 (Desirable)
- Relevant compliance qualifications (Desirable)
- Desire to continue developing professionally and keep up to date with changing regulations
- A good team player who can work autonomously and liaise with internal and external stakeholders at varying levels
- Ability to organise and prioritise, with keen attention to detail
- Flexible and adaptable in line with day-to-day circumstances
- Start every journey with a conversation to find out about you in-depth.
- Provide honest feedback on where you fit in the job market.
- Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
- Take a holistic mindfulness approach – career happiness is rarely just about the money.
- Cover the whole of the UK with a local touch through our regional teams.
- Never pester you.