Compliance Manager
Salary
35,000 - 45,000
Location
Bristol
Job Type
Full Time
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Job Title: Compliance Manager
Industry: Financial Services
Location: Bristol
Salary: £35,000 – £45,000
Reference Number: 13914
Job Description:
Recruit UK are working on an excellent opportunity for a Compliance Manager in Bristol to join a Wealth Management Firm
You will be responsible for ensuring that the operations of the business are in compliance with the company’s governance framework, and regulatory requirements, and, crucially, their cultural values in relation to customer-focus.
Activities will include:
- Reviewing advice suitability,
- Assessing learning and development needs,
- Undertaking risk assessments,
- Developing relationships,
- General quality assurance.
- Minimum of 3 years’ compliance/regulatory experience
- Excellent communicator; written, oral, listening, interpersonal, etc
- Strong cultural values to help drive excellent customer outcomes
- Holds (or working towards) a Level 4 Diploma qualification
- Proven ability to build strong relationships
- Excellent knowledge of the FCA rules, principles, best practices, etc
- Able to work both independently and as part of a team
- Exceptional attention to detail
- Continued exam support
- Onsite parking
- Career Progression
- Start every journey with a conversation to find out about you in depth.
- Provide honest feedback on where you fit in the jobs market.
- Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
- Take a holistic mindfulness approach – career happiness is rarely just about the money.
- Cover the whole of the UK with a local touch through our regional teams.
- Never pester you.