Compliance Manager
Salary
Up to 60,000 (salary negotiable dependent on experience)
Location
Coventry
Job Type
Full Time
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Job Title: Compliance Manager
Industry: Financial Planning
Location: Coventry
Salary: Up to £60,000 (salary negotiable dependent on experience)
Job Reference: 16053
Job Description:
Recruit UK are working on an excellent opportunity for a Compliance Manager in the West Midlands to join a Financial Services Firm in Coventry.
They are looking for someone to oversee the day to day compliance and functions in the office. This will involve managing oversight of file reviews, day to day compliance requirements, managing advisers’ and other file reviewers and providing assistance where needed to improve compliance in the business.
They provide holistic financial planning, primarily in investments and pensions. This role will see you overseeing the processes in the company, improving these where required and being the ‘go to’ member of staff for compliance queries from the file reviewers.
This is a fantastic opportunity for someone looking for their next step up in compliance and the opportunity to oversee the majority of the compliance functions.
What’s in it for you:
- Salary ranges Up to £60,000 (higher salary negotiable dependent on skills and experience)
- Excellent pension
- Generous holiday
- Ongoing career professional development
- Study and Exam support towards Chartered
- Compliance Management experience, ideally in an IFA
- Level 4 Financial Planning Diploma (CII, LIBF, etc.)
- Excellent attention to detail
- Knowledge of Financial Planning compliance and regulations
- Start every journey with a conversation to find out about you in-depth.
- Provide honest feedback on where you fit in the job market.
- Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
- Take a holistic mindfulness approach – career happiness is rarely just about the money.
- Cover the whole of the UK with a local touch through our regional teams.
- Never pester you.