Compliance Manager
Job Title: Compliance Manager
Industry: Financial Planning
Location: Coventry
Salary: Up to £65,000 (higher salary negotiable dependent on experience)
Job Reference: 8588
Job Description:
Recruit UK is working on an excellent opportunity for a Compliance Manager in the West Midlands to join a Financial Services Firm in Coventry.
They are looking for someone to oversee the day-to-day compliance and functions in the office. This will involve managing oversight of file reviews, day-to-day compliance requirements, managing advisers, offering training where required, and general oversight of compliance within the business. You will also ideally assist with the central investment proposition and select the best funds for this, as well as assist with Gabriel’s reporting.
They provide holistic financial planning, primarily in investments and pensions. This role will see you overseeing the processes in the company, improving them where required, and being the ‘go to’ member of staff for compliance queries.
This is a fantastic opportunity for someone looking for their next step up in compliance and the opportunity to oversee the majority of the compliance functions.
What’s in it for you:
- Salary ranges Up to £65,000 (higher salary negotiable dependent on skills and experience)
- Death in Service
- Early finish on Fridays!
- Free Parking
- An ethical approach to client servicing
- A genuine focus on work-life balance
- Critical Illness cover
- 22 days holidays + bank holidays (ability to purchase 5 more days)
- Health Cash plan
- Healthy pension contribution
Skills and experience required:
- Compliance Management experience, ideally in an IFA
- Ideally have had experience with Gabriel reporting but this isn’t a necessity
- Excellent attention to detail
- Knowledge of Financial Planning compliance and regulations
About Recruit UK:
As specialists in financial services recruitment, we bring unique expertise, insight, and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, Recruit UK is pleased to be working with an Independent Financial Advice firm based near Coventry on a Compliance Manager role.
Our commitment to you:
- Start every journey with a conversation to find out about you in depth.
- Provide honest feedback on where you fit in the job market.
- Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
- Take a holistic mindfulness approach; career happiness is rarely just about the money.
- Cover the whole of the UK with a local touch through our regional teams.
- Never pester you.