Compliance Manager
Job Title: Compliance Manager
Industry: Financial Planning
Location: UK Wide (office in Edinburgh)
Salary: Up to £95,000 (salary negotiable dependent on experience)
Job Reference: 8386
Job Description:
Recruit UK is working on an excellent opportunity for a Compliance Manager to join a prestigious Financial Planning company, with an office based in Edinburgh.
They are happy to accept UK-wide applicants, however, travel to the Edinburgh office will be expected, for meetings, catching up with the rest of the team, and when required.
They are looking for someone to monitor both the advice and paraplanning teams, writing business. You will be expected to implement compliance governance to ensure licenses are protected. You will be expected to liaise with both external UK and international compliance companies, to review, develop and implement new control systems. This role is an SMF16 Compliance Oversight and SMF17 Money Laundering Reporting Officer role.
This is a fantastic opportunity for someone looking for their next step up in compliance, overseeing the compliance function as a hold, holding direct SMF16 and SMF17 functions, and progressing their career.
What’s in it for you:
- Salary ranges Up to £95,000 (higher salary negotiable dependent on skills and experience)
- Income protection
- Workplace pension
- Death in Service
- 20 days holiday plus bank holidays (with additional days of annual leave added at Christmas, due to full office closure)
- Opportunity to progress your career and take a step up in Compliance
- Additional benefits platform including 24/7 remote GP appointments, mental health support, lifestyle coaching and more
Skills and experience required:
- Compliance Management experience (minimum of 5 years)
- Ideally knowledge of international advice to British Expats
- Excellent attention to detail
About Recruit UK:
As specialists in financial services recruitment, we bring unique expertise, insight, and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, Recruit UK is pleased to be working with an Independent Financial Advice firm based in Edinburgh in a Compliance Manager role.
Our commitment to you:
- Start every journey with a conversation to find out about you in-depth.
- Provide honest feedback on where you fit in the job market.
- Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
- Take a holistic mindfulness approach – career happiness is rarely just about the money.
- Cover the whole of the UK with a local touch through our regional teams.
- Never pester you.