Up to £60,000
Recruit UK are working on an excellent opportunity for a Compliance Manager in Horsham to join a Financial Advice Practice.
Managing a team of 4 Compliance Analysts and Compliance Administrator & Reporting to the Senior Compliance Manager.
This is an exciting role within a rapidly growing company, they started as a small company in Horsham town center since they first started the company has rapidly grown from a small IFA to a national 360 holistic financial planning offering. This is a unique opportunity for the right individual to take full control of processes and help forge this company’s future, leaving your mark on every element of their processes.
Using FCA guidelines you will be helping to design and implement processes, whilst managing risk within the business through identification and establishment for new controls. You will also provide cover and support for the Compliance Director as appropriate and Attend events, seminars, training, regulatory workshops, etc as deemed necessary.
What’s in it for you:
An attractive salary up to £60,000
Be involved with a dynamic and interactive role where your input has a real impact on the future of this company
Discretionary quarterly bonuses paid to all staff
Holiday entitlement starts at 22 days, rising to 25 days plus bank holidays (1 day with each completed year of service)
Onsite parking (Horsham)
Up to 5% matched employer pension contribution
Death in Service which is up to 4 x basic salary
Critical Illness Cover up to 2 x base salary
Employees Shares Scheme: Eligibility after 1 year’s continuous service, the number of shares available each year is decided by the Board of Directors. There is no fee for the shares as they are a gift from the Company.
Skills and experience required:
Minimum of level 4 Diploma in regulated financial planning (or equivalent) and/or notable & credible investment qualifications covering management, discretion & platforms, ideally held CF10 & 11 responsibilities or at least worked closely with them.
Detailed knowledge of FCA rules and their interpretation/application
Understanding of contracts and relevant documentation
Ability to train and motivate others whilst remaining flexible/adaptable
Ability to manage and co-ordinate a team
Highly developed analytical, observational and communication skills
About Recruit UK:
As specialists in financial services recruitment, we bring unique expertise, insight, and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, Recruit UK are pleased to be working with a Financial Advice Practice based in Horsham on a Compliance Manager role.
Our commitment to you
Social media message:
Exciting compliance Manager position in Horsham, Salary up to £60,000. A brand new role where you have full control of process implementation.
Feel free to contact me on 01179170411 and we can have a chat about your career trajectory.
- Start every journey with a conversation to find out about you in-depth.
- Provide honest feedback on where you fit in the jobs market.
- Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
- Take a holistic mindfulness approach – career happiness is rarely just about the money.
- Cover the whole of the UK with a local touch through our regional teams.
- Never pester you.
This position is now filled. If you are looking for a position like this,
then visit our career consultation page and book a talk with one of our experts to find the perfect job for you.