Field-Based Compliance Consultant
Salary
circa 45,000
Location
Swindon
Job Type
Full Time
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Job Title: Field-Based Compliance Consultant
Industry: Financial services
Location: Swindon
Salary: circa £45,000
Job Reference: 13744
Job Description:
Recruit UK are working on an excellent opportunity for a Compliance Consultant in Swindon to join a Financial Services Firm on a field-based opportunity.
This role will see you building and maintaining effective relationships with members by increasing their knowledge and understanding of their business. This will be done via a number of means but it will be your responsibility to build an appropriate programme of visits to meet the monitoring requirements.
Duties will include but will not be limited to:
- Reviewing and supporting financial planning firms
- Maintaining accurate records
- Adhere to the company monitoring procedures
- Provide support to the members
- Playing an active part in the team by carrying out work to enhance the service
- FCA regulation reviews
- Systems and controls audits
- Training and development
- Car allowance, Fuel Card and all expenses paid for
- Field-based
- Competitive salary
- Manage own diary
- Support with administration
- Discretionary bonus
- Level 4 Diploma
- Previous compliance experience within financial services
- Full Driving Licence
- Start every journey with a conversation to find out about you in depth.
- Provide honest feedback on where you fit in the jobs market.
- Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
- Take a holistic mindfulness approach – career happiness is rarely just about the money.
- Cover the whole of the UK with a local touch through our regional teams.
- Never pester you.