File Reviewer
Salary
Up to £45,000
Location
Birmingham
Job Type
Full Time|Hybrid
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Job Title:File Reviewer
Industry:Financial Service
Location:Birmingham
Salary: Up to £45,000
Job Reference:16271
Job Description:
Recruit UK is currently working with a reputable and well-established financial planning firm on a File Review role in Birmingham.
This is an excellent opportunity for a File Reviewer or someone who’s looking to become a File Reviewer, to join a well-established financial planning company.
Within the role you would:
Conduct pre-sale file reviews
Focusing on the suitability of advice and client outcomes
Conduct post-sale file reviews to support thematic reviews, acquisitions/integrations, and internal investigations to ensure minimum oversight standards have been applied
Complete EIS/VCT reviews
Maintain detailed records of reviews and their outcomes
Liaise with the T&C supervisors, advisers, and back-office team with a summary of findings
Benefits:
Salary ranges Up to £45,000 (higher salary negotiable dependent on skills and experience)
Pension scheme
Private medical insurance
Life assurance
Hybrid working / Home based role with occasional office visits
Flexible working hours to ensure positive work-life balance
Generous holiday package
Option to purchase additional holiday
Shared parental leave
Support to Chartered if not already qualified
Skills and experience required:
File review / Compliance oversight experience
Level 4 qualified, ideally Level 6 or en route to being Chartered
Worked within a wealth management/IFA
Those with strong technical knowledge would be considered and trained for the file review role e.g Paraplanning experience
Must keep up to date with industry and regulatory developments, and CPD
IT literate and able to use MS office and associated software
Strong communication skills, able to give feedback and have challenging conversations
About Recruit UK:
As specialists in financial services recruitment, we bring unique expertise, insight, and connections, whether you are looking for a new job or are trying to fill a role. We have a reach of more than 100,000 financial services connections. Right now, Recruit UK is pleased to be working with a Financial Advice firm based in Birmingham on a File Review role.
Our commitment to you:
Start every journey with a conversation to find out about you in-depth.
Provide honest feedback on where you fit in the job market.
Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
Take a holistic mindfulness approach – career happiness is rarely just about the money.
Cover the whole of the UK with a local touch through our regional teams.
Never pester you.
Additional information:
Please note that due to the volume of applications we receive, you will be contacted within 7 working days if your application has been successful. If you have not received communication during this period, please assume your application has been unsuccessful on this occasion. We may however retain your information in connection with future opportunities, should they be suitable to your skills and experience.