Head of Risk & Compliance
Salary
75000
Location
Manchester
Job Type
Full Time
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Job Title: Head of Risk & Compliance
Industry: Financial services
Location: Manchester
Salary: £75,000
Job Reference: 13901
Job Description:
Recruit UK are working on an excellent opportunity for a Head of Risk & Compliance in Manchester to join a National IFA.
This role sits in the legal & regulatory function providing a vital service to the business and you will be reporting to the Legal & Regulatory director. You will be defining compliance & risk policies and how the business will operate this and remain compliant as well as monitoring these policies.
Duties will include but will not be limited to:
- Compliance Oversight & Monitoring
- Risk management & identifying regulatory risks early
- Adhere to the company monitoring procedures
- Provide support to the members
- Provide an independent complaint handling function
- FCA regulation reviews
- Systems and controls audits
- Work within their stunning Manchester Office.
- Fantastic salary
- Great Flexible benefits package.
- Support with administration from designated PA
- Level 4 diploma minimum. Level 6 preferred.
- 3 years of minimum experience of Senior compliance and dealing with the FCA.
- Experience of strategy interpretation and delivery
- Start every journey with a conversation to find out about you in depth.
- Provide honest feedback on where you fit in the jobs market.
- Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we’ll tell you.
- Take a holistic mindfulness approach – career happiness is rarely just about the money.
- Cover the whole of the UK with a local touch through our regional teams.
- Never pester you.