IFA Learning and Development Manager
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- To deliver the T&C requirements of the firm. Attend client meetings, observing the Financial Planners and developing their ability to provide compliant and excellent client service.
- Support the Compliance function by undertaking periodic audits of the ARs, in line with the Compliance Monitoring Plan, to ensure compliance with the Principals regulatory obligations.
- Develop product, technical and regulatory knowledge to keep up to date with latest financial regulations.
- Ensure the compliance procedure is adhered to at all times to protect and safeguard the company by meeting the regulatory aspects of the role